Utah 401k and EBP audit requirements

401(k) & Employee Benefit Plan Audits in Utah

Ensuring compliance with IRS, ERISA, and Department of Labor (DOL) regulations is critical for businesses managing employee benefit plans. Our Utah-based CPA team specializes in 401(k) and employee benefit plan audits, providing accurate reporting, risk mitigation, and fiduciary oversight to keep your plan compliant.

  • DOL & IRS Compliance: Avoid penalties and ensure full regulatory adherence.
  • Form 5500 Filings: Accurate, timely submissions to meet federal reporting requirements.
  • Plan Fiduciary Oversight: Protect your company with independent CPA verification.
  • Contribution & Distribution Testing: Ensure compliance with eligibility, vesting, and benefit distribution rules.
  • Internal Controls Review: Identify and correct weaknesses in plan administration and financial reporting.

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Comprehensive 401(k) & Employee Benefit Plan Audits in Utah

Employee benefit plans are subject to strict IRS, ERISA, and Department of Labor (DOL) regulations, requiring businesses to maintain accurate financial records and ensure fiduciary responsibility. Our Utah-based CPA team provides independent audits to ensure full compliance, minimize risk exposure, and strengthen financial integrity for your 401(k), pension, and other employee benefit plans.

Why an Employee Benefit Plan Audit Matters

A DOL-mandated audit is required for businesses with 100 or more eligible participants in a 401(k) or other employee benefit plan. Noncompliance can result in significant penalties, making a thorough audit essential for risk mitigation.

Specialized Audit Services for Utah Employers

Our CPA team provides tailored audit solutions for businesses across Utah, ensuring thorough financial reporting and regulatory compliance. We help employers reduce risk, enhance plan integrity, and protect employee benefits with proactive financial oversight. Whether your business is based in Salt Lake City, Provo, Ogden, or anywhere in Utah, we provide trusted guidance and support.